Legal & compliance specialist
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About the role :
AssetMark is seeking a Legal & Compliance Specialist to provide support to the Legal and Compliance department with a focus on business legal matters.
Responsibilities
- Assist with research into specific questions regarding obligations of AssetMark’s custodian
- Researching and reviewing error corrections and appropriate documentation
- Support for required regulatory updates, including disclosure brochures and client agreements
- Assist with preparation and review of legal documents
- Assist with researching and compiling responses to legal and regulatory requests
- Assist with record-keeping and retention of legal agreements and contracts
- Other duties as assigned
Candidate requirements :
- Knowledge of local, state and federal laws and regulations a plus
- Highly organized, detail-oriented, and capable of monitoring and completing a variety of projects simultaneously
- Self-motivated and self-directed with strong communication, writing and interpersonal skills
- Capable of researching and comfortable gaining familiarity with new subject matter
- Efficient and able to coordinate tasks across multi-functional groups
- Strong work ethic
- Relevant computer software knowledge and experience (including MS Office Suite)
Education & Experience:
- Bachelor’s degree, Associate’s degree or certificate program in paralegal studies or equivalent relevant work experience required
- Experience in financial services a plus
- Experience with in-house corporate legal department a plus
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