About the role : 

AssetMark is seeking a Legal & Compliance Specialist to provide support to the Legal and Compliance department with a focus on business legal matters.


  • Assist with research into specific questions regarding obligations of AssetMark’s custodian
  • Researching and reviewing error corrections and appropriate documentation
  • Support for required regulatory updates, including disclosure brochures and client agreements
  • Assist with preparation and review of legal documents
  • Assist with researching and compiling responses to legal and regulatory requests
  • Assist with record-keeping and retention of legal agreements and contracts
  • Other duties as assigned

Candidate requirements : 

  • Knowledge of local, state and federal laws and regulations a plus
  • Highly organized, detail-oriented, and capable of monitoring and completing a variety of projects simultaneously
  • Self-motivated and self-directed with strong communication, writing and interpersonal skills
  • Capable of researching and comfortable gaining familiarity with new subject matter
  • Efficient and able to coordinate tasks across multi-functional groups
  • Strong work ethic
  • Relevant computer software knowledge and experience (including MS Office Suite)

Education & Experience:

  • Bachelor’s degree, Associate’s degree or certificate program in paralegal studies or equivalent relevant work experience required
  • Experience in financial services a plus
  • Experience with in-house corporate legal department a plus
Job Overview
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