Legal & compliance specialist

About the role : 

AssetMark is seeking a Legal & Compliance Specialist to provide support to the Legal and Compliance department with a focus on business legal matters.

Responsibilities 

• Assist with research into specific questions regarding obligations of AssetMark’s custodian
• Researching and reviewing error corrections and appropriate documentation
• Support for required regulatory updates, including disclosure brochures and client agreements
• Assist with preparation and review of legal documents
• Assist with researching and compiling responses to legal and regulatory requests
• Assist with record-keeping and retention of legal agreements and contracts
• Other duties as assigned

Candidate requirements : 

• Knowledge of local, state and federal laws and regulations a plus
• Highly organized, detail-oriented, and capable of monitoring and completing a variety of projects simultaneously
• Self-motivated and self-directed with strong communication, writing and interpersonal skills
• Capable of researching and comfortable gaining familiarity with new subject matter
• Efficient and able to coordinate tasks across multi-functional groups
• Strong work ethic
• Relevant computer software knowledge and experience (including MS Office Suite)

Education & Experience:

• Bachelor’s degree, Associate’s degree or certificate program in paralegal studies or equivalent relevant work experience required
• Experience in financial services a plus
• Experience with in-house corporate legal department a plus